Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Casazza | 7110381 | 1 | 09/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Thomas Williams | 5240748 | 1 | 08/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Son Woo Nam | 3218866 | 1 | 07/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Byron Redman | 4671581 | 1 | 04/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Cisneros | 7162296 | 2 | 04/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Cisneros | 7162296 | 2 | 04/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Jay Fuehner | 2999428 | 1 | 01/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Manuel de La Rosa | 6640773 | 3 | 11/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jane E Kwoun | 4349951 | 1 | 09/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Daniel Collins | 3091272 | 1 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |