Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick J Dulzer | 5557964 | 1 | 10/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alexander Guzewich | 6709976 | 2 | 07/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blair R Hrovat | 6817175 | 2 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Aaron Baker | 3033682 | 1 | 03/27/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Everett Counts | 1106939 | 1 | 03/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blair R Hrovat | 6817175 | 2 | 02/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bonnie Marie Celia | 5694612 | 1 | 07/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Brown | 7001439 | 1 | 07/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kylee Ison | 5469218 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Marie Travis | 5616290 | 1 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |