Our Staff has compiled our research into a database of FINRA Broker Disclosures for W&S Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Blair R Hrovat | 6817175 | 2 | 02/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bonnie Marie Celia | 5694612 | 1 | 07/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charles Brown | 7001439 | 1 | 07/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kylee Ison | 5469218 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dawn Marie Travis | 5616290 | 1 | 02/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Laura E Wilson | 7030959 | 4 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Alexander Guzewich | 6709976 | 2 | 10/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arthur Melvin Weiss | 6147658 | 3 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arthur Melvin Weiss | 6147658 | 3 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Arthur Melvin Weiss | 6147658 | 3 | 09/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |