Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edman Alicea Rodriguez | 2247329 | 15 | 11/01/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 10/30/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 10/29/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 10/29/2018 | Customer Dispute | Settled | $2,903,120.00 | $0.00 | See FINRA Report |
| Ramon A Cobian Vega | 2938953 | 3 | 10/02/2018 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 09/28/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 09/28/2018 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 09/24/2018 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 09/20/2018 | Customer Dispute | Settled | $755,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 09/17/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |