Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elsie M Torres Olmo | 4056079 | 8 | 12/24/2018 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Enrique Milan Rodriguez | 4234209 | 2 | 12/10/2018 | Customer Dispute | Closed-No Action | $5,670.62 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 12/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 12/04/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 11/26/2018 | Customer Dispute | Settled | $962,645.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 11/20/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Tania Perez Pineiro | 4877622 | 7 | 11/19/2018 | Customer Dispute | Settled | $295,685.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 11/19/2018 | Customer Dispute | Settled | $295,685.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 11/09/2018 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 11/09/2018 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |