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FINRA Broker Disclosures for Popular Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 336 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Juan Alberto Colon Perea19011271708/01/2019Customer DisputeSettled$240,000.00$0.00See FINRA Report
Jose Alfredo Fuentes Rodriguez42063852007/22/2019Customer DisputeSettled$1,200,000.00$0.00See FINRA Report
Christian Richard Rickenbach Loubriel31272401807/15/2019Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Vanessa Lourdes Perez Fernandez25341612207/15/2019Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Jafet Pabon Rodriguez5653794107/08/2019Customer DisputeSettled$475,000.00$0.00See FINRA Report
Julio Santiago Cruz5032570707/05/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Oscar Rafael Mesorana Colon32083301106/28/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Jorge A Roig Velez29721451106/05/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Warren J Ramirez Perez30521642005/28/2019Customer DisputeSettled$375,000.00$0.00See FINRA Report
Hector Shariff Mendez Santiago4423393605/28/2019Customer DisputeSettled$0.00$0.00See FINRA Report

336 Results

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