Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Luis Monllor Arzola | 3098650 | 7 | 10/10/2008 | Customer Dispute | Closed-No Action | $42,530.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 10/10/2008 | Customer Dispute | Closed-No Action | $42,530.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 09/05/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 07/31/2008 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 07/23/2008 | Customer Dispute | Closed-No Action | $52,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 09/17/2007 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 08/07/2007 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 06/07/2007 | Customer Dispute | Closed-No Action | $24,500.00 | $0.00 | See FINRA Report |
| Jose Emilio Medina Fermin | 2694065 | 7 | 09/26/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 01/24/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |