Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 10/13/2009 | Customer Dispute | Closed-No Action | $27,000.00 | $0.00 | See FINRA Report |
| Julio Santiago Cruz | 5032570 | 7 | 09/28/2009 | Customer Dispute | Closed-No Action | $20,779.30 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 08/14/2009 | Customer Dispute | Closed-No Action | $199,786.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 08/03/2009 | Customer Dispute | Closed-No Action | $236,600.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 07/24/2009 | Customer Dispute | Closed-No Action | $1,360.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 07/14/2009 | Customer Dispute | Closed-No Action | $73,000.00 | $0.00 | See FINRA Report |
| Elsie M Torres Olmo | 4056079 | 8 | 05/01/2009 | Customer Dispute | Closed-No Action | $99,030.40 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 04/15/2009 | Customer Dispute | Settled | $22,500.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 03/12/2009 | Customer Dispute | Closed-No Action | $29,368.90 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 01/21/2009 | Customer Dispute | Settled | $42,737.50 | $0.00 | See FINRA Report |