Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edman Alicea Rodriguez | 2247329 | 15 | 09/13/2010 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 08/19/2010 | Customer Dispute | Award / Judgment | $460,000.00 | $0.00 | See FINRA Report |
| Leyda I Morales Hernandez | 2703738 | 4 | 08/02/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 05/28/2010 | Customer Dispute | Closed-No Action | $22,800.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 05/26/2010 | Customer Dispute | Closed-No Action | $36,040.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 05/12/2010 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 03/17/2010 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 03/04/2010 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 11/10/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 11/09/2009 | Customer Dispute | Settled | $1,240,000.00 | $0.00 | See FINRA Report |