Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Alberto Colon Perea | 1901127 | 17 | 01/27/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 01/16/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marla Lopez-Martinez | 4140671 | 3 | 12/03/2019 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 11/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 11/07/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 11/01/2019 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Ramon A Cobian Vega | 2938953 | 4 | 11/01/2019 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Victoria Eugenia Reyes Solarte | 4369051 | 5 | 11/01/2019 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 10/07/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 10/07/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |