Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 10/18/2011 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 07/15/2011 | Customer Dispute | Closed-No Action | $44,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 05/17/2011 | Customer Dispute | Award / Judgment | $127,036.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 05/02/2011 | Customer Dispute | Settled | $205,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 03/14/2011 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 02/25/2011 | Customer Dispute | Settled | $860,685.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 02/14/2011 | Customer Dispute | Settled | $1,125,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 01/18/2011 | Customer Dispute | Settled | $305,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 12/15/2010 | Customer Dispute | Closed-No Action | $119,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 09/23/2010 | Customer Dispute | Settled | $75,879.00 | $0.00 | See FINRA Report |