Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 07/30/2014 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Julio Santiago Cruz | 5032570 | 7 | 07/16/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 06/27/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 06/23/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 06/02/2014 | Customer Dispute | Settled | $302,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 06/02/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 05/27/2014 | Customer Dispute | Settled | $660,000.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 05/07/2014 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |
| Edgar Millan Miro Garcia | 2506523 | 4 | 05/06/2014 | Customer Dispute | Closed-No Action | $77,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 04/07/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |