Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Elsie M Torres Olmo | 4056079 | 8 | 09/10/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Jose L Menendez-Quinones | 5464453 | 2 | 09/10/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Jose L Menendez-Quinones | 5464453 | 2 | 09/10/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Amarilis Santiago-Torres | 4055163 | 17 | 09/10/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Victoria Eugenia Reyes Solarte | 4369051 | 5 | 09/10/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 09/10/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 09/10/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Jose Ramon Martinez Esteves | 1402991 | 21 | 08/22/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Hector Shariff Mendez Santiago | 4423393 | 6 | 07/30/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Amarilis Santiago-Torres | 4055163 | 17 | 07/30/2014 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |