Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Ramon Martinez Esteves | 1402991 | 21 | 03/30/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Marla Lopez-Martinez | 4140671 | 3 | 03/10/2015 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 02/26/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 02/26/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Leyda I Morales Hernandez | 2703738 | 4 | 02/17/2015 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jose Emilio Medina Fermin | 2694065 | 7 | 12/24/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 11/24/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 11/17/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Leyda I Morales Hernandez | 2703738 | 4 | 10/30/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Marla Lopez-Martinez | 4140671 | 3 | 10/27/2014 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |