Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abimael Rosario Aleman | 4153329 | 14 | 10/16/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 10/13/2015 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 09/14/2015 | Customer Dispute | Withdrawn | $19,000.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 09/14/2015 | Customer Dispute | Withdrawn | $19,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 08/17/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 07/30/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 07/30/2015 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Rafael Jose Arthur Torres | 4492398 | 4 | 07/10/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Victoria Eugenia Reyes Solarte | 4369051 | 5 | 06/05/2015 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 03/30/2015 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |