Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Ramon Martinez Esteves | 1402991 | 21 | 02/16/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 02/16/2016 | Customer Dispute | Settled | $289,273.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 01/25/2016 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 01/15/2016 | Customer Dispute | Settled | $60,153.70 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 01/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 12/21/2015 | Customer Dispute | Settled | $2,173,870.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 11/23/2015 | Customer Dispute | Settled | $178,630.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 11/23/2015 | Customer Dispute | Settled | $178,630.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 11/02/2015 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 10/16/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |