Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edman Alicea Rodriguez | 2247329 | 15 | 10/20/2016 | Customer Dispute | Settled | $260,779.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 10/14/2016 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 09/22/2016 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 09/22/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 09/22/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 09/12/2016 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 09/09/2016 | Customer Dispute | Settled | $471,736.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 07/26/2016 | Customer Dispute | Settled | $586,481.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 07/18/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 07/13/2016 | Customer Dispute | Settled | $1,442,860.00 | $0.00 | See FINRA Report |