Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 02/23/2021 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Rafael Jose Arthur Torres | 4492398 | 4 | 02/08/2021 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 01/26/2021 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Tania Perez Pineiro | 4877622 | 7 | 01/11/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 01/11/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 12/07/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 10/27/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 10/21/2020 | Customer Dispute | Settled | $963,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 10/13/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Julio Santiago Cruz | 5032570 | 7 | 10/13/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |