Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Alberto Colon Perea | 1901127 | 17 | 05/25/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 05/09/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 05/02/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 05/02/2017 | Customer Dispute | Settled | $174,403.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 04/24/2017 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 03/09/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 12/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 12/12/2016 | Customer Dispute | Settled | $348,348.00 | $0.00 | See FINRA Report |
| Tania Perez Pineiro | 4877622 | 7 | 10/20/2016 | Customer Dispute | Settled | $260,779.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 10/20/2016 | Customer Dispute | Settled | $260,779.00 | $0.00 | See FINRA Report |