Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Ramon Martinez Esteves | 1402991 | 21 | 07/07/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 06/29/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 06/29/2017 | Customer Dispute | Withdrawn | $475,878.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 06/29/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 06/29/2017 | Customer Dispute | Withdrawn | $1,200,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 06/22/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 06/07/2017 | Customer Dispute | Settled | $966,824.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 06/07/2017 | Customer Dispute | Settled | $966,824.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 05/30/2017 | Customer Dispute | Settled | $104,510.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 05/30/2017 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |