Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 11/13/2017 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 11/08/2017 | Customer Dispute | Settled | $233,172.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 11/07/2017 | Customer Dispute | Settled | $345,200.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 11/07/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 10/31/2017 | Customer Dispute | Closed-No Action | $400,000.00 | $0.00 | See FINRA Report |
| Edgar Millan Miro Garcia | 2506523 | 4 | 10/11/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 10/11/2017 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 10/06/2017 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Rafael Jose Arthur Torres | 4492398 | 4 | 09/11/2017 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 08/24/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |