Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amarilis Santiago-Torres | 4055163 | 17 | 12/30/2017 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 12/27/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 12/27/2017 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 12/27/2017 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 12/26/2017 | Customer Dispute | Settled | $297,432.00 | $0.00 | See FINRA Report |
| Leyda I Morales Hernandez | 2703738 | 4 | 12/12/2017 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 12/01/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 11/28/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 11/21/2017 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 11/14/2017 | Customer Dispute | Settled | $1,021,370.00 | $0.00 | See FINRA Report |