Potomac Analytics' Logo

FINRA Broker Disclosures for Popular Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 131-140 out of 336 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Warren J Ramirez Perez30521642002/05/2018Customer DisputeSettled$550,000.00$0.00See FINRA Report
Jose Alfredo Fuentes Rodriguez42063852002/02/2018Customer DisputeSettled$415,000.00$0.00See FINRA Report
Warren J Ramirez Perez30521642002/01/2018Customer DisputeSettled$185,000.00$0.00See FINRA Report
Alexey Badillo Cordero4008372802/01/2018Customer DisputeSettled$1,200,000.00$0.00See FINRA Report
Jorge A Roig Velez29721451102/01/2018Customer DisputeSettled$1,600,000.00$0.00See FINRA Report
Dennis Domingo Cummings Perez29236071802/01/2018Customer DisputeSettled$1,200,000.00$0.00See FINRA Report
Miguel R Correa Cestero27654201302/01/2018Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Warren J Ramirez Perez30521642001/26/2018Customer DisputeSettled$74,058.40$0.00See FINRA Report
Elsie M Torres Olmo4056079812/30/2017Customer DisputeSettled$550,000.00$0.00See FINRA Report
Abimael Rosario Aleman41533291412/30/2017Customer DisputeSettled$0.00$0.00See FINRA Report

336 Results

Display: