Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Warren J Ramirez Perez | 3052164 | 20 | 02/05/2018 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 02/02/2018 | Customer Dispute | Settled | $415,000.00 | $0.00 | See FINRA Report |
Warren J Ramirez Perez | 3052164 | 20 | 02/01/2018 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
Alexey Badillo Cordero | 4008372 | 8 | 02/01/2018 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
Jorge A Roig Velez | 2972145 | 11 | 02/01/2018 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
Dennis Domingo Cummings Perez | 2923607 | 18 | 02/01/2018 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
Miguel R Correa Cestero | 2765420 | 13 | 02/01/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Warren J Ramirez Perez | 3052164 | 20 | 01/26/2018 | Customer Dispute | Settled | $74,058.40 | $0.00 | See FINRA Report |
Elsie M Torres Olmo | 4056079 | 8 | 12/30/2017 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
Abimael Rosario Aleman | 4153329 | 14 | 12/30/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |