Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Domingo Cummings Perez | 2923607 | 18 | 04/09/2018 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 03/23/2018 | Customer Dispute | Settled | $712,437.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 03/14/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 03/14/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 03/07/2018 | Customer Dispute | Settled | $168,923.00 | $0.00 | See FINRA Report |
| Edgar Millan Miro Garcia | 2506523 | 4 | 02/27/2018 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jose Emilio Medina Fermin | 2694065 | 7 | 02/27/2018 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 02/14/2018 | Customer Dispute | Settled | $3,991,560.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 02/14/2018 | Customer Dispute | Settled | $3,991,560.00 | $0.00 | See FINRA Report |
| Desiree Maldonado Irizarry | 4662576 | 2 | 02/12/2018 | Customer Dispute | Settled | $3,991,560.00 | $0.00 | See FINRA Report |