Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucenith Cuevas Figueroa | 4206686 | 13 | 07/18/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 06/29/2018 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 06/27/2018 | Customer Dispute | Closed-No Action | $97,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 06/18/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 06/11/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 06/01/2018 | Customer Dispute | Settled | $1,757,850.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 05/29/2018 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 05/29/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 05/29/2018 | Customer Dispute | Settled | $302,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 05/24/2018 | Customer Dispute | Denied | $3,054,580.00 | $0.00 | See FINRA Report |