Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clara Yanira Perez O'Neill | 4237419 | 8 | 08/27/2018 | Customer Dispute | Settled | $815,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 08/27/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 08/23/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 08/13/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 07/30/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 07/30/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Julio Santiago Cruz | 5032570 | 7 | 07/20/2018 | Customer Dispute | Settled | $365,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 07/18/2018 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 06/29/2018 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 06/18/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |