Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Abimael Rosario Aleman | 4153329 | 14 | 05/23/2019 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 04/08/2019 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Tania Perez Pineiro | 4877622 | 7 | 01/28/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 01/24/2019 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 01/24/2019 | Customer Dispute | Settled | $615,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 01/22/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 01/22/2019 | Customer Dispute | Settled | $1,390,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 01/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 01/08/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 12/26/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |