Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Alberto Colon Perea | 1901127 | 17 | 08/01/2019 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 07/22/2019 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 07/15/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 07/15/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jafet Pabon Rodriguez | 5653794 | 1 | 07/08/2019 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Julio Santiago Cruz | 5032570 | 7 | 07/05/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 06/28/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 06/05/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 05/28/2019 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 05/28/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |