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FINRA Broker Disclosures for Popular Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 262 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christian Richard Rickenbach Loubriel31272401808/26/2019Customer DisputeSettled$225,000.00$0.00See FINRA Report
Jorge A Roig Velez29721451108/26/2019Customer DisputeSettled$500,000.00$0.00See FINRA Report
Lucenith Cuevas Figueroa42066861308/22/2019Customer DisputeSettled$100,000.00$0.00See FINRA Report
Christian Richard Rickenbach Loubriel31272401808/21/2019Customer DisputeSettled$250,000.00$0.00See FINRA Report
Juan Alberto Colon Perea19011271708/13/2019Customer DisputeSettled$105,000.00$0.00See FINRA Report
Abimael Rosario Aleman41533291408/12/2019Customer DisputeSettled$330,000.00$0.00See FINRA Report
Tania Perez Pineiro4877622708/09/2019Customer DisputeSettled$52,837.10$0.00See FINRA Report
Edman Alicea Rodriguez22473291508/09/2019Customer DisputeSettled$52,837.10$0.00See FINRA Report
Jose Ramon Martinez Esteves14029912108/06/2019Customer DisputeSettled$290,853.00$0.00See FINRA Report
Victoria Eugenia Reyes Solarte4369051508/06/2019Customer DisputeSettled$290,853.00$0.00See FINRA Report

262 Results

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