Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 10/07/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 10/07/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 09/26/2019 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 09/11/2019 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 09/04/2019 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 08/30/2019 | Customer Dispute | Settled | $575,000.00 | $0.00 | See FINRA Report |
| Julio Santiago Cruz | 5032570 | 7 | 08/30/2019 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 08/30/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 08/27/2019 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 08/27/2019 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |