Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexey Badillo Cordero | 4008372 | 8 | 09/23/2010 | Customer Dispute | Settled | $75,879.00 | $0.00 | See FINRA Report |
| Leyda I Morales Hernandez | 2703738 | 4 | 08/02/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 03/04/2010 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 11/10/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 11/09/2009 | Customer Dispute | Settled | $1,240,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 04/15/2009 | Customer Dispute | Settled | $22,500.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 01/21/2009 | Customer Dispute | Settled | $42,737.50 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 09/17/2007 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 12/06/2004 | Customer Dispute | Settled | $124,243.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 08/27/2002 | Customer Dispute | Settled | $435,566.00 | $0.00 | See FINRA Report |