Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tania Perez Pineiro | 4877622 | 7 | 03/07/2014 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |
| Rafael Jose Arthur Torres | 4492398 | 4 | 01/22/2014 | Customer Dispute | Settled | $138,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 03/07/2012 | Customer Dispute | Settled | $149,967.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 01/18/2012 | Customer Dispute | Settled | $41,140.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 11/29/2011 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 11/29/2011 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 05/02/2011 | Customer Dispute | Settled | $205,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 02/25/2011 | Customer Dispute | Settled | $860,685.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 02/14/2011 | Customer Dispute | Settled | $1,125,000.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 01/18/2011 | Customer Dispute | Settled | $305,000.00 | $0.00 | See FINRA Report |