Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marla Lopez-Martinez | 4140671 | 3 | 10/27/2014 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 09/15/2014 | Customer Dispute | Settled | $56,177.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 09/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 09/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 09/10/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 09/10/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Edgar Millan Miro Garcia | 2506523 | 4 | 09/10/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 09/10/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 09/10/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 09/10/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |