Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 11/23/2015 | Customer Dispute | Settled | $178,630.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 11/23/2015 | Customer Dispute | Settled | $178,630.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 11/02/2015 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 10/16/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 10/16/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 10/13/2015 | Customer Dispute | Settled | $435,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 08/17/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Clara Yanira Perez O'Neill | 4237419 | 8 | 07/30/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 07/30/2015 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Rafael Jose Arthur Torres | 4492398 | 4 | 07/10/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |