Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 09/22/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 09/12/2016 | Customer Dispute | Settled | $233,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 09/09/2016 | Customer Dispute | Settled | $471,736.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 07/26/2016 | Customer Dispute | Settled | $586,481.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 07/18/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 07/13/2016 | Customer Dispute | Settled | $1,442,860.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 07/05/2016 | Customer Dispute | Settled | $320,602.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 07/01/2016 | Customer Dispute | Settled | $1,278,960.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 06/10/2016 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Enrique Milan Rodriguez | 4234209 | 2 | 06/10/2016 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |