Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Warren J Ramirez Perez | 3052164 | 20 | 05/02/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 05/02/2017 | Customer Dispute | Settled | $174,403.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 04/24/2017 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 03/09/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 12/12/2016 | Customer Dispute | Settled | $348,348.00 | $0.00 | See FINRA Report |
| Tania Perez Pineiro | 4877622 | 7 | 10/20/2016 | Customer Dispute | Settled | $260,779.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 10/20/2016 | Customer Dispute | Settled | $260,779.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 10/20/2016 | Customer Dispute | Settled | $260,779.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 10/14/2016 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 09/22/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |