Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 08/24/2017 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 08/23/2017 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 08/18/2017 | Customer Dispute | Settled | $104,545.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 08/16/2017 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 08/14/2017 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 08/11/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 08/07/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Tania Perez Pineiro | 4877622 | 7 | 07/11/2017 | Customer Dispute | Settled | $518,000.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 07/11/2017 | Customer Dispute | Settled | $518,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 07/11/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |