Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Desiree Maldonado Irizarry | 4662576 | 2 | 02/12/2018 | Customer Dispute | Settled | $3,991,560.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 02/05/2018 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 02/02/2018 | Customer Dispute | Settled | $415,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 02/01/2018 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Alexey Badillo Cordero | 4008372 | 8 | 02/01/2018 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Jorge A Roig Velez | 2972145 | 11 | 02/01/2018 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 02/01/2018 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 02/01/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Warren J Ramirez Perez | 3052164 | 20 | 01/26/2018 | Customer Dispute | Settled | $74,058.40 | $0.00 | See FINRA Report |
| Elsie M Torres Olmo | 4056079 | 8 | 12/30/2017 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |