Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 06/11/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jose Ramon Martinez Esteves | 1402991 | 21 | 06/01/2018 | Customer Dispute | Settled | $1,757,850.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 05/29/2018 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Oscar Rafael Mesorana Colon | 3208330 | 11 | 05/29/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 05/29/2018 | Customer Dispute | Settled | $302,000.00 | $0.00 | See FINRA Report |
| Desiree Maldonado Irizarry | 4662576 | 2 | 05/15/2018 | Customer Dispute | Settled | $5,652,110.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 13 | 05/15/2018 | Customer Dispute | Settled | $5,652,110.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 05/10/2018 | Customer Dispute | Settled | $739,000.00 | $0.00 | See FINRA Report |
| Julio Santiago Cruz | 5032570 | 7 | 04/24/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 04/17/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |