Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raquel Gonzalez Chavez | 1146086 | 9 | 01/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 03/06/2003 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 01/08/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 08/27/2002 | Customer Dispute | Settled | $435,566.00 | $0.00 | See FINRA Report |
| Jose Emilio Medina Fermin | 2694065 | 7 | 08/20/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 06/29/2001 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 01/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 06/14/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 06/02/1997 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 02/13/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |