Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Domingo Cummings Perez | 2923607 | 18 | 09/17/2007 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 08/07/2007 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 06/07/2007 | Customer Dispute | Closed-No Action | $24,500.00 | $0.00 | See FINRA Report |
| Jose Emilio Medina Fermin | 2694065 | 7 | 09/26/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 01/24/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Jose Emilio Medina Fermin | 2694065 | 7 | 07/08/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 04/07/2005 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 12/06/2004 | Customer Dispute | Settled | $124,243.00 | $0.00 | See FINRA Report |
| Ramon A Cobian Vega | 2938953 | 3 | 11/18/2004 | Customer Dispute | Closed-No Action | $332,923.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 07/23/2004 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |