Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elsie M Torres Olmo | 4056079 | 8 | 11/07/2013 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 11/07/2013 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 10/18/2011 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 07/15/2011 | Customer Dispute | Closed-No Action | $44,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 03/14/2011 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |
| Juan Alberto Colon Perea | 1901127 | 17 | 12/15/2010 | Customer Dispute | Closed-No Action | $119,000.00 | $0.00 | See FINRA Report |
| Lucenith Cuevas Figueroa | 4206686 | 13 | 05/28/2010 | Customer Dispute | Closed-No Action | $22,800.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 05/26/2010 | Customer Dispute | Closed-No Action | $36,040.00 | $0.00 | See FINRA Report |
| Cesar Augusto Angarita Ascanio | 4460151 | 8 | 05/12/2010 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 03/17/2010 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |