Our Staff has compiled our research into a database of FINRA Broker Disclosures for Arive Capital Markets. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Dennis Salerno | 4527806 | 4 | 06/15/2017 | Customer Dispute | Settled | $69,768.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 05/25/2010 | Customer Dispute | Settled | $417,000.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 02/19/2010 | Customer Dispute | Settled | $299,817.00 | $0.00 | See FINRA Report |
| Thomas Francis Sullivan | 1145000 | 3 | 05/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Frank Lucchetto | 4648994 | 2 | 05/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Nkrumah Rose | 4225756 | 3 | 07/01/2004 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |