Our Staff has compiled our research into a database of FINRA Broker Disclosures for Crews & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Horrmann | 1573559 | 1 | 05/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Clarence Clifford Straham | 1388990 | 6 | 07/16/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Clarence Clifford Straham | 1388990 | 6 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Clarence Clifford Straham | 1388990 | 6 | 01/10/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Benjamin Glen Kaminow | 1917394 | 5 | 03/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Laura Susan Dumas | 7430971 | 2 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Laura Susan Dumas | 7430971 | 2 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
James Michael Dolan | 1286147 | 1 | 05/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Benjamin Glen Kaminow | 1917394 | 5 | 04/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Barry Thomas Burch | 1391564 | 1 | 01/16/2016 | Customer Dispute | Settled | $27,791.00 | $0.00 | See FINRA Report |