Our Staff has compiled our research into a database of FINRA Broker Disclosures for J K R & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Andrew Ellis | 2395774 | 2 | 08/03/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Andrew Ellis | 2395774 | 2 | 03/16/2000 | Customer Dispute | Settled | $24,081.20 | $0.00 | See FINRA Report |