Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander B Bender | 5845690 | 1 | 03/18/2020 | Customer Dispute | Denied | $12,049.80 | $0.00 | See FINRA Report |
| Kevin Manuel Vieira | 3249335 | 1 | 03/10/2020 | Customer Dispute | Settled | $67,054.00 | $0.00 | See FINRA Report |
| Clint Livingston | 7232661 | 4 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary C Markham | 4242969 | 1 | 12/30/2019 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| William Bryan Beck | 1222316 | 1 | 12/26/2019 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Clint Livingston | 7232661 | 4 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Douglas Fierro | 3054107 | 1 | 11/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nick Lyons | 7551916 | 1 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Dimartini | 2211270 | 2 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Ray Staggs | 1261156 | 1 | 10/14/2019 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |