Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah A Towers | 4076489 | 1 | 06/22/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Leroy Shockman | 1766227 | 1 | 08/05/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Wayne Eyre | 2883967 | 2 | 05/20/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Patton | 5850023 | 1 | 08/05/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake Franklin Asbury | 6156328 | 3 | 05/23/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Tompkins Wheeler | 1286415 | 1 | 01/19/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake Franklin Asbury | 6156328 | 3 | 12/24/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Wayne Eyre | 2883967 | 2 | 08/30/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blake Franklin Asbury | 6156328 | 3 | 10/13/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Gerald Adams | 2186552 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |