Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Wilshire Moon | 1268330 | 1 | 04/29/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Alison Fife | 1375151 | 1 | 09/26/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerard Joseph Longo | 2671781 | 2 | 08/20/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Degolier | 2397904 | 3 | 07/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Critchfield | 4897461 | 1 | 05/13/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Degolier | 2397904 | 3 | 04/20/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Conrad Robert Pensavalle | 717575 | 2 | 03/19/1984 | Customer Dispute | Award / Judgment | $25,878.20 | $13,500.00 | See FINRA Report |
| Peter John Fendler | 1509541 | 1 | 03/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk Quentin Brown | 1607872 | 2 | 03/10/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurie Ann Brent Schiavone | 2205248 | 1 | 11/17/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |