Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Meena Siulai Cheng | 2378733 | 1 | 04/28/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Christopher Tengblad | 5117922 | 1 | 04/27/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Andrew Grundig | 2589507 | 2 | 02/24/1999 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Leo David Boisvert | 2265493 | 2 | 02/17/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Toni Rene Stone | 4122744 | 1 | 12/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurence Christian Sorensen Walker | 1001751 | 3 | 10/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Justin Charles Duft | 5362844 | 1 | 09/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devon Matthew Cooney | 5260602 | 1 | 09/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Romaine | 1303943 | 1 | 08/25/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darin Kaoru Inouye | 2316952 | 1 | 05/18/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |