Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Edward Barish | 4580494 | 1 | 03/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Jamieson Skeels | 734520 | 1 | 02/02/2000 | Customer Dispute | Settled | $17,332.70 | $0.00 | See FINRA Report |
| Jeffrey Roland Migneault | 2978650 | 2 | 01/21/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rodney Ross Smith | 4657019 | 1 | 12/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Allan Jordan | 2363995 | 1 | 11/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Salvatore Cosentino | 1916176 | 1 | 11/28/1999 | Customer Dispute | Closed-No Action | $99,916.00 | $0.00 | See FINRA Report |
| Stephen M Astle | 1232674 | 1 | 10/14/1999 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Eugene Juilfs | 2849378 | 3 | 07/13/1999 | Customer Dispute | Settled | $10,750.00 | $0.00 | See FINRA Report |
| Mark Richard Gallagher | 1297996 | 1 | 07/02/1999 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Adam Johnson | 5028457 | 2 | 06/12/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |